SEBI Update: Transaction in Corporate Bonds through Request for Quote (RFQ) platform by Alternative Investment Funds (AIFs)
SEBI vide its circular date 1st Feb 2023, has mentioned that AIFs shall undertake at least 10% of their total secondary market trades in Corporate Bonds by value in a month by placing/seeking quotes on the RFQ platform. …
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SEBI Update: Changes to the Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments
SEBI in its circular dated 1st Feb 2023 , has mentioned that EOD margin collection requirement from clients, in derivatives segments, including commodity derivatives, would also be calculated based on the fixed Beginning…
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SEBI LODR Amendment Regulations, 2023
Sr No. Regulation Existing Provisions Amended Provisions Analysis/ Impact Applicability: All Equity Listed Entities and High Value Debt Listed Entities 1 15(1)(A) Explanation (4) (a) In case of a ‘high value debt listed …
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SEBI circular on Facility of conducting meetings of unitholders of InvITs through Video Conferencing or Other Audio Visual means – January 12, 2023
SEBI, vide its circular dated January 12, 2023 in order to allow maximum participation of unit holders in a meeting and for better governance allowed Investment Manager of the InvIT to conduct meetings of unitholders thr…
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SEBI circular on Change in control of Portfolio Managers providing Co-investment services – January 10, 2023
SEBI, vide its circular dated January 10, 2023 partially modified para 2 (iv) of the Circular dated June 2, 2022 where SEBI specified the procedure for seeking prior approval in case of change in control of Portfolio Man…
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SEBI circular on Facility of conducting meetings of unitholders of REITs through Video Conferencing or Other Audio Visual means – January 12, 2023
SEBI, vide its circular dated January 12, 2023 in order to allow maximum participation of unit holders in a meeting and for better governance allowed Investment Manager of the REITs to conduct meetings of unitholders thr…
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SEBI circular on allowing stock exchanges to launch multiple contracts on the same commodity in commodity derivatives segment – January 11, 2023
SEBI, vide its circular dated January 11, 2023 allowed stock exchanges to launch multiple contracts in same commodity. SEBI further added that Stock exchanges have represented to SEBI that due to requirement of sing…
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SEBI circular on Participation of AIFs in Credit Default Swaps – January 12, 2023
SEBI, vide its circular dated January 12, 2023 allowed alternative investment funds (AIFs) to participate in the Credit Default Swaps (CDS) market as protection buyers and sellers. It is to be noted that Regulations…
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SEBI operational circular for Credit Rating Agencies – January 6, 2023
SEBI, vide its operational circular dated January 6, 2023 came out with Operational Circular for Credit Rating Agencies (CRAs). SEBI further added that Operational Circular has been prepared in order to enable the indust…
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SEBI circular on Limited relaxation – dispatch of physical copies of financial statements etc. –Regulation 58 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – January 5, 2023
SEBI, vide its circular dated January 5, 2023 provided relaxation with compliance requirements under Regulation 58 (1)(b) of the Listing Regulations which prescribes that an entity with listed non-convertible securities …
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